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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
Buchkauf
Culture Audit in Financial Services, Roger Miles
- Sprache
- Erscheinungsdatum
- 2021
- product-detail.submit-box.info.binding
- (Hardcover)
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- Titel
- Culture Audit in Financial Services
- Untertitel
- Reporting on Behaviour to Conduct Regulators
- Sprache
- Englisch
- Autor*innen
- Roger Miles
- Verlag
- Kogan Page
- Erscheinungsdatum
- 2021
- Einband
- Hardcover
- Seitenzahl
- 448
- ISBN13
- 9781789667776
- Reihe
- Schlagwörter
- Sachbücher, Handel, Wirtschaft & Management
- Bewertung
- 4 von 5 Sternen
- Beschreibung
- Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.